Commodity Futures Trading Commission

Results: 2987



#Item
351Late-2000s financial crisis / Systemic risk / Securities / Financial markets / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Clearing / U.S. Securities and Exchange Commission / Futures contract / Financial economics / Finance / Financial system

May 8, 2012 The Honorable Mary L. Schapiro Chairman U.S. Securities and Exchange Commission 100 F Street, NE

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:06
352Derivative / Interest rate swap / Notional amount / Forward contract / Commodity Futures Trading Commission / Swaption / Currency future / Economics / Futures contract / Swap

SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: May 16, 2013 I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED.

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
353Administrative law / Economics of regulation / Securities Commission / Government / U.S. Securities and Exchange Commission / Economics / Commodity Futures Trading Commission / European Union / Regulation / Financial regulation / International Organization of Securities Commissions / Public administration

Ms. Rohini Tendulkar International Organization of Securities Commissions (IOSCO) Calle Oquendo[removed]Madrid / Spain [removed] Basel, 20 February 2015

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Source URL: www.swissbanking.ch

Language: English - Date: 2015-02-20 10:51:07
354Futures contract / Securities Exchange Act / Financial economics / Financial system / Late-2000s financial crisis / SEC filings / Commodity Futures Modernization Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial regulation / United States securities law / Commodity Futures Trading Commission

SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: May 3, 2013 I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED.

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
355Administrative law / Economics of regulation / Securities Commission / Government / U.S. Securities and Exchange Commission / Economics / Commodity Futures Trading Commission / European Union / Regulation / Financial regulation / International Organization of Securities Commissions / Public administration

Ms. Rohini Tendulkar International Organization of Securities Commissions (IOSCO) Calle Oquendo[removed]Madrid / Spain [removed] Basel, 20 February 2015

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Source URL: www.swissbanking.ch

Language: English - Date: 2015-02-20 10:51:07
356Administrative law / Economics of regulation / Securities Commission / Government / U.S. Securities and Exchange Commission / Economics / Commodity Futures Trading Commission / European Union / Regulation / Financial regulation / International Organization of Securities Commissions / Public administration

Ms. Rohini Tendulkar International Organization of Securities Commissions (IOSCO) Calle Oquendo[removed]Madrid / Spain [removed] Basel, 20 February 2015

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Source URL: www.swissbanking.org

Language: English - Date: 2015-02-20 10:51:07
357Futures contract / Exchange / Investment / Finance / Commodities market / Financial economics / Commodity Futures Trading Commission

SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: [removed]I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED.

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
358Financial system / Futures contract / Market liquidity / Securities Exchange Act / Algorithmic trading / Commodity Futures Trading Commission / Derivative / Financial economics / Financial markets / Finance

SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: January 11, 2013 I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED.

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
359Finance / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Commodity Futures Trading Commission / Clearing house / Futures contract / Futures exchange / Financial economics / Financial services / Financial system

Advisory Notice TO: Eris Exchange Market Participants FROM:

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:14
360Administrative law / Economics of regulation / Securities Commission / Government / U.S. Securities and Exchange Commission / Economics / Commodity Futures Trading Commission / European Union / Regulation / Financial regulation / International Organization of Securities Commissions / Public administration

Ms. Rohini Tendulkar International Organization of Securities Commissions (IOSCO) Calle Oquendo[removed]Madrid / Spain [removed] Basel, 20 February 2015

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Source URL: www.swissbanking.org

Language: English - Date: 2015-02-20 10:51:07
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